| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2025-08-28 | - |
| RO | Advising on futures contracts | 2025-08-28 | - | |
| RO | Advising on securities | 2025-08-28 | - | |
| RO | Asset management | 2025-08-28 | - | |
| RO | Dealing in securities | 2025-08-28 | - | |
| CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2015-12-01 | 2021-12-30 |
| RO | Asset management | 2015-12-01 | 2021-12-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2008-11-13 | 2009-05-07 |
| Rep | Dealing in securities | 2008-11-13 | 2009-05-07 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-08-05 | 2008-09-29 |
| Rep | Dealing in securities | 2008-08-05 | 2008-09-29 |
No HKMA registrations in the collected records.