Personnel Hong Kong SFC License Details (ID 126167)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2010-06-15	2011-01-26
	Rep	Dealing in securities	2010-06-15	2011-01-26
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-11-27	2010-05-01
	Rep	Advising on corporate finance	2008-11-03	2010-05-01
	Rep	Advising on securities	2008-11-03	2010-05-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-07-31	2008-09-29
	Rep	Advising on securities	2008-07-31	2008-09-29