Personnel SFC Licences and HKMA Registrations (ID 126203)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dawn Capital Limited	RO	Asset management	2016-03-07	-
KARST PEAK CAPITAL LIMITED	Rep	Asset management	2012-06-25	2015-01-08
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	Rep	Advising on futures contracts	2008-09-04	2011-12-31
	Rep	Advising on securities	2008-09-04	2011-12-31
	Rep	Asset management	2008-09-04	2011-12-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.