Personnel SFC Licences and HKMA Registrations (ID 12620845)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2025-12-19	-
	Rep	Advising on securities	2025-12-19	-
	Rep	Dealing in securities	2025-12-19	-
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2017-12-05	2020-12-04
	Rep	Dealing in securities	2017-12-05	2020-12-04
BOCI SECURITIES LIMITED	Rep	Advising on securities	2017-12-05	2020-12-04
	Rep	Dealing in securities	2017-12-05	2020-12-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.