Personnel Hong Kong SFC License Details (ID 12620851)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMBC ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2019-01-11	2023-01-09
	RO	Advising on securities	2018-09-04	2023-01-09
CMBC SECURITIES COMPANY LIMITED	RO	Advising on securities	2018-04-06	2023-01-09
CMBC ASSET MANAGEMENT COMPANY LIMITED	Rep	Asset management	2017-12-05	2018-02-02
CMBC SECURITIES COMPANY LIMITED	Rep	Advising on securities	2017-12-05	2018-04-06
	Rep	Dealing in securities	2017-12-05	2023-01-09