Personnel Hong Kong SFC License Details (ID 126217)

Personnel Hong Kong SFC License Details (ID 126217)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BSI Investment Advisors (Hong Kong) Limited	Rep	Advising on securities	2012-10-26	2013-06-29
	Rep	Dealing in securities	2012-10-26	2013-06-29
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2009-08-21
	Rep	Dealing in futures contracts	2008-11-07	2009-08-21
	Rep	Dealing in securities	2008-07-25	2009-08-21
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-07-25	2008-11-24
	Rep	Dealing in futures contracts	2008-07-25	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2008-07-25	2009-08-21