Personnel Hong Kong SFC License Details (ID 126237)

Personnel Hong Kong SFC License Details (ID 126237)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2010-12-03	2011-07-28
	Rep	Dealing in securities	2010-12-03	2011-07-28
LAZARD ASIA (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-10	2010-07-06
	Rep	Advising on corporate finance	2009-11-20	2010-07-06
	Rep	Advising on securities	2009-11-20	2010-07-06
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2008-10-24	2009-09-26
	Rep	Advising on securities	2008-10-24	2009-09-26
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-08-01	2008-09-29
	Rep	Advising on securities	2008-08-01	2008-09-29