Personnel Hong Kong SFC License Details (ID 126238)

Personnel Hong Kong SFC License Details (ID 126238)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2011-09-26	2014-03-07
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2010-11-17	2011-05-16
	Rep	Dealing in securities	2010-11-17	2011-05-16
	Rep	Advising on securities	2010-06-07	2011-05-16
CMB International Capital Holdings Corporation Limited	Rep	Dealing in securities	2009-03-16	2010-05-24
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2008-10-10	2008-12-10
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2008-08-01	2008-09-29