Personnel SFC Licences and HKMA Registrations (ID 126241)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	Rep	Asset management	2016-10-11	-
PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED	Rep	Asset management	2013-07-22	2016-05-18
Point72 Hong Kong Limited	Rep	Asset management	2011-10-03	2013-04-02
Rockhampton Management Limited	Rep	Advising on securities	2011-01-26	2011-06-17
	Rep	Asset management	2011-01-26	2011-06-17
ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2010-11-08	2011-01-26
Point72 Hong Kong Limited	Rep	Asset management	2009-06-01	2010-09-27
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Advising on securities	2008-10-15	2009-03-19
	Rep	Asset management	2008-10-15	2009-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.