Personnel SFC Licences and HKMA Registrations (ID 126243)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EXCEL INVESTMENT (HK) LIMITED	RO	Asset management	2014-07-21	-
BLACKSTONE GROUP (HK) LIMITED, THE	Rep	Advising on securities	2008-10-15	2009-03-19
	Rep	Asset management	2008-10-15	2009-03-19

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.