Personnel Hong Kong SFC License Details (ID 12627268)

Personnel Hong Kong SFC License Details (ID 12627268)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gentleman Capital Limited	Rep	Asset management	2022-05-25	2022-08-05
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2020-06-11	2022-01-19
	Rep	Advising on securities	2020-06-11	2022-01-31
	Rep	Dealing in securities	2020-06-11	2022-01-31
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Asset management	2019-05-24	2020-04-24
	Rep	Advising on securities	2019-04-23	2020-04-24
	Rep	Dealing in securities	2019-04-23	2020-04-24
PSI Capital Asia Limited	Rep	Advising on securities	2017-12-07	2019-01-28
	Rep	Dealing in securities	2017-12-07	2019-01-28