Personnel SFC Licences and HKMA Registrations (ID 12630060)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2025-06-26	-
	RO	Dealing in securities	2025-06-26	-
	Rep	Advising on securities	2017-12-08	2025-06-26
	Rep	Dealing in securities	2017-12-08	2025-06-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.