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Tse, Alex Hoi 謝海 Hong Kong SFC License Details (ID 126306)
Tse, Alex Hoi 謝海
SFC ID:
ARL371
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
PGIM (Hong Kong) Limited
Rep
Advising on securities
2008-08-07
2011-05-14
Rep
Dealing in securities
2008-08-07
2011-05-14