Personnel Hong Kong SFC License Details (ID 126326)

Personnel Hong Kong SFC License Details (ID 126326)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2015-05-15	2016-11-18
	Rep	Dealing in securities	2015-05-15	2016-11-18
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-05	2010-04-09
	Rep	Dealing in futures contracts	2008-11-05	2010-04-09
	Rep	Dealing in securities	2008-08-07	2010-04-09
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-08-07	2008-11-24
	Rep	Dealing in futures contracts	2008-08-07	2008-11-24