Personnel Hong Kong SFC License Details (ID 12633231)

Personnel Hong Kong SFC License Details (ID 12633231)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2018-09-28	2020-04-20
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-09-28	2020-08-10
	Rep	Dealing in securities	2018-09-28	2020-08-10
Yunfeng Financial Markets Limited	Rep	Dealing in securities	2018-03-06	2018-06-01
Yunfeng Securities Limited	Rep	Dealing in securities	2018-03-06	2018-06-01
Yunfeng Asset Management Limited	Rep	Asset management	2017-12-11	2018-06-01
Yunfeng Financial Markets Limited	Rep	Advising on securities	2017-12-11	2018-06-01
	Rep	Asset management	2017-12-11	2018-06-01
Yunfeng Securities Limited	Rep	Advising on securities	2017-12-11	2018-06-01