Personnel Hong Kong SFC License Details (ID 126375)

Personnel Hong Kong SFC License Details (ID 126375)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE	Rep	Dealing in securities	2017-06-22	2018-11-01
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-08-13	2011-03-25
Newedge Broker Limited	Rep	Providing automated trading services	2008-08-13	2009-07-31
	Rep	Dealing in futures contracts	2008-08-13	2009-07-31
	Rep	Dealing in securities	2008-08-13	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-08-13	2011-03-25
	Rep	Dealing in securities	2008-08-13	2011-03-25