Personnel Hong Kong SFC License Details (ID 126389)

Personnel Hong Kong SFC License Details (ID 126389)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oasis Management (Hong Kong)	RO	Advising on futures contracts	2016-05-13	-
	RO	Advising on securities	2016-05-13	-
	RO	Asset management	2016-05-13	-
	Rep	Advising on futures contracts	2016-03-17	2016-05-13
	Rep	Advising on securities	2016-03-17	2016-05-13
	Rep	Asset management	2016-03-17	2016-05-13
Shangding International Asset Management Company Limited	RO	Asset management	2010-09-08	2016-01-04
Oasis Management (Hong Kong)	Rep	Advising on futures contracts	2008-08-12	2010-03-05
	Rep	Advising on securities	2008-08-12	2010-03-05
	Rep	Asset management	2008-08-12	2010-03-05