Personnel Hong Kong SFC License Details (ID 126398)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RBC INVESTMENT SERVICES (ASIA) LIMITED	Rep	Advising on futures contracts	2010-11-01	2010-12-01
	Rep	Advising on securities	2010-11-01	2010-12-01
	Rep	Dealing in futures contracts	2010-11-01	2010-12-01
	Rep	Dealing in securities	2010-11-01	2010-12-01
FT Securities Limited	Rep	Advising on futures contracts	2008-08-12	2010-10-31
	Rep	Dealing in futures contracts	2008-08-12	2010-10-31
	Rep	Dealing in securities	2008-08-12	2010-10-31