| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Broad Fund Management Limited | RO | Advising on securities | 2023-09-07 | - |
| RO | Asset management | 2023-09-07 | - | |
| GRAND FU INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2021-10-19 | 2023-01-27 |
| Hang Tai Asset Management Limited | RO | Advising on securities | 2021-10-19 | 2023-01-27 |
| RO | Asset management | 2021-10-19 | 2023-01-27 | |
| CSC FUTURES (HK) LIMITED | RO | Advising on securities | 2021-03-26 | 2021-04-11 |
| CSC SECURITIES (HK) LIMITED | RO | Advising on securities | 2020-06-05 | 2021-04-11 |
| RO | Asset management | 2020-06-05 | 2021-04-11 | |
| RO | Dealing in securities | 2020-06-05 | 2021-04-11 | |
| Rep | Advising on securities | 2020-04-06 | 2020-06-05 | |
| Rep | Asset management | 2020-04-06 | 2020-06-05 | |
| Pamirs Capital (H.K.) Limited | RO | Dealing in securities | 2018-09-19 | 2019-07-16 |
| RO | Advising on securities | 2018-02-02 | 2020-01-31 | |
| RO | Asset management | 2018-02-02 | 2020-01-31 | |
| Rep | Advising on securities | 2017-12-14 | 2018-02-02 | |
| Rep | Asset management | 2017-12-14 | 2018-02-02 | |
| Rep | Dealing in securities | 2017-12-14 | 2018-09-19 |
No HKMA registrations in the collected records.