Personnel Hong Kong SFC License Details (ID 12641976)

Personnel Hong Kong SFC License Details (ID 12641976)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Broad Fund Management Limited	RO	Advising on securities	2023-09-07	-
	RO	Asset management	2023-09-07	-
GRAND FU INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2021-10-19	2023-01-27
Hang Tai Asset Management Limited	RO	Advising on securities	2021-10-19	2023-01-27
	RO	Asset management	2021-10-19	2023-01-27
CSC FUTURES (HK) LIMITED	RO	Advising on securities	2021-03-26	2021-04-11
CSC SECURITIES (HK) LIMITED	RO	Advising on securities	2020-06-05	2021-04-11
	RO	Asset management	2020-06-05	2021-04-11
	RO	Dealing in securities	2020-06-05	2021-04-11
	Rep	Advising on securities	2020-04-06	2020-06-05
	Rep	Asset management	2020-04-06	2020-06-05
Pamirs Capital (H.K.) Limited	RO	Dealing in securities	2018-09-19	2019-07-16
	RO	Advising on securities	2018-02-02	2020-01-31
	RO	Asset management	2018-02-02	2020-01-31
	Rep	Advising on securities	2017-12-14	2018-02-02
	Rep	Asset management	2017-12-14	2018-02-02
	Rep	Dealing in securities	2017-12-14	2018-09-19