| Credit Suisse (Hong Kong) Limited | RO | Dealing in futures contracts | 2015-08-31 | 2016-08-03 |
| Rep | Dealing in futures contracts | 2015-07-13 | 2015-08-31 |
| Rep | Dealing in securities | 2015-07-13 | 2016-08-03 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-07-13 | 2016-08-03 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2011-05-01 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2011-05-01 |
| Rep | Dealing in securities | 2008-08-20 | 2011-05-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2008-08-20 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2008-08-20 | 2008-11-24 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-08-20 | 2011-05-01 |