Personnel Hong Kong SFC License Details (ID 126442)

Personnel Hong Kong SFC License Details (ID 126442)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iTrade Securities Investment Limited	RO	Advising on securities	2021-09-15	2022-08-01
	RO	Dealing in securities	2021-09-15	2022-08-01
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2017-03-01	2021-08-31
	Rep	Asset management	2017-03-01	2021-08-31
	Rep	Dealing in futures contracts	2017-03-01	2021-08-31
	Rep	Dealing in securities	2017-03-01	2021-08-31
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2012-06-21	2013-04-30
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-08-25	2009-05-27