Personnel Hong Kong SFC License Details (ID 12644832)

Personnel Hong Kong SFC License Details (ID 12644832)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
3KYES SECURITIES LIMITED	RO	Advising on securities	2021-12-16	-
	RO	Dealing in securities	2021-12-16	-
	RO	Asset management	2021-02-23	-
Changjiang Asset Management (HK) Limited	RO	Advising on securities	2017-12-15	2020-01-31
	RO	Asset management	2017-12-15	2020-01-31
Changjiang Corporate Finance (HK) Limited	RO	Advising on corporate finance	2017-12-15	2020-01-31
Changjiang Futures (HK) Limited	RO	Advising on futures contracts	2017-12-15	2020-01-31
	RO	Dealing in futures contracts	2017-12-15	2020-01-31
Changjiang Securities Brokerage (HK) Limited	RO	Advising on futures contracts	2017-12-15	2020-01-31
	RO	Advising on securities	2017-12-15	2020-01-31
	RO	Dealing in futures contracts	2017-12-15	2020-01-31
	RO	Dealing in securities	2017-12-15	2020-01-31