Personnel Hong Kong SFC License Details (ID 12644834)

Personnel Hong Kong SFC License Details (ID 12644834)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-10-31	-
	Rep	Dealing in securities	2022-10-31	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-03-13	2022-09-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2019-03-13	2022-09-30
	Rep	Dealing in securities	2019-03-13	2022-09-30
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Advising on securities	2018-08-06	2019-02-28
	Rep	Dealing in securities	2017-12-15	2019-02-28
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2017-12-15	2019-02-28