| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Merit Asset Management Limited | RO | Advising on securities | 2024-04-12 | - |
| RO | Asset management | 2024-04-12 | - | |
| RO | Dealing in securities | 2024-04-12 | - | |
| Rep | Advising on securities | 2024-02-01 | 2024-04-12 | |
| Rep | Asset management | 2024-02-01 | 2024-04-12 | |
| Rep | Dealing in securities | 2024-02-01 | 2024-04-12 | |
| HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Advising on securities | 2023-06-19 | 2024-01-09 |
| RO | Asset management | 2023-06-19 | 2024-01-09 | |
| Rep | Dealing in securities | 2023-06-19 | 2024-01-09 | |
| CreditEase Wealth Management (HK) Limited | RO | Advising on securities | 2019-03-15 | 2024-01-09 |
| RO | Asset management | 2019-03-15 | 2024-01-09 | |
| Rep | Advising on securities | 2018-03-23 | 2019-03-15 | |
| Rep | Asset management | 2018-03-23 | 2019-03-15 | |
| RONGTONG GLOBAL INVESTMENT LIMITED | Rep | Advising on securities | 2015-11-26 | 2018-01-22 |
| Rep | Asset management | 2015-11-26 | 2018-01-22 | |
| Rep | Dealing in securities | 2015-11-26 | 2018-01-22 | |
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2008-08-25 | 2008-10-03 |
No HKMA registrations in the collected records.