Personnel Hong Kong SFC License Details (ID 126457)

Personnel Hong Kong SFC License Details (ID 126457)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2015-10-29	2015-12-11
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2015-10-29	2015-12-11
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2015-10-29	2015-12-11
VMS Securities Limited	Rep	Advising on securities	2013-10-07	2014-07-24
	Rep	Asset management	2013-10-07	2014-07-24
ORIENTAL PATRON SECURITIES LIMITED	Rep	Advising on securities	2011-09-19	2011-10-31
Absolute Investment Management (HK) Limited	Rep	Advising on securities	2010-11-15	2011-07-22
	Rep	Asset management	2010-11-15	2011-07-22
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2009-09-16	2010-10-27
SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2008-08-26	2009-09-10