Personnel Hong Kong SFC License Details (ID 126488)

Personnel Hong Kong SFC License Details (ID 126488)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on futures contracts	2013-10-03	2015-10-27
	Rep	Dealing in futures contracts	2013-10-03	2015-10-27
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2010-05-10
	Rep	Dealing in futures contracts	2008-11-07	2010-05-10
	Rep	Dealing in securities	2008-08-25	2010-05-10
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-08-25	2008-11-24
	Rep	Dealing in futures contracts	2008-08-25	2008-11-24