Wu, Ruojun 吳若君

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
9M Stone Capital Limited	RO	Advising on securities	2020-07-17	-
	RO	Asset management	2016-05-03	-
Capula Investment Management Asia Limited	Rep	Asset management	2014-03-03	2015-06-03
	Rep	Dealing in securities	2014-03-03	2015-06-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-24	2011-04-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-08-28	2008-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
9M Stone Capital Limited	RO	Advising on securities	2020-07-17	-
	RO	Asset management	2016-05-03	-
Capula Investment Management Asia Limited	Rep	Asset management	2014-03-03	2015-06-03
	Rep	Dealing in securities	2014-03-03	2015-06-03
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-24	2011-04-02
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-08-28	2008-09-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.