| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| 恒 生 銀 行 有 限 公 司 | Dealing in securities | Non-EO | INVESTMENT SERVICES | 2020-10-12 | — | Current |
| 恒 生 銀 行 有 限 公 司 | Advising on securities | Non-EO | INVESTMENT SERVICES | 2020-10-12 | — | Current |
| 恒 生 銀 行 有 限 公 司 | Providing automated trading services | Non-EO | INVESTMENT SERVICES | 2020-10-12 | — | Current |
| 中 國 工 商 銀 行 (亞 洲) 有 限 公 司 | Dealing in securities | Non-EO | — | 2019-08-29 | 2020-08-10 | Former |
| 中 國 工 商 銀 行 (亞 洲) 有 限 公 司 | Advising on securities | Non-EO | — | 2019-08-29 | 2020-08-10 | Former |
| 東 亞 銀 行 有 限 公 司 | Advising on securities | Non-EO | — | 2011-07-20 | 2019-06-25 | Former |
| 東 亞 銀 行 有 限 公 司 | Dealing in securities | Non-EO | — | 2008-11-04 | 2019-06-25 | Former |