Personnel Hong Kong SFC License Details (ID 12650980)

Personnel Hong Kong SFC License Details (ID 12650980)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Global Finance Asset Management Limited	Rep	Asset management	2023-01-03	2025-09-11
	Rep	Advising on securities	2022-11-08	2025-09-11
HTF Securities Limited	Rep	Advising on securities	2020-09-22	2022-09-26
	Rep	Dealing in securities	2020-09-22	2022-09-26
JQ Securities (Hong Kong) Limited	Rep	Advising on securities	2018-08-06	2019-01-27
	Rep	Dealing in securities	2018-08-06	2019-01-27
CENTALINE SECURITIES LIMITED	Rep	Dealing in securities	2017-12-19	2018-02-28
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2017-12-19	2018-02-28
	Rep	Dealing in securities	2017-12-19	2018-02-28