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Personnel Hong Kong SFC License Details (ID 12650984)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
TFI Capital Limited
Rep
Advising on corporate finance
2026-09-11
-
GUOTAI JUNAN CAPITAL LIMITED
RO
Advising on corporate finance
2023-05-10
2026-04-25
Rep
Advising on corporate finance
2017-12-19
2023-05-10