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Personnel Hong Kong SFC License Details (ID 126522)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Morningstar Investment Management Asia Limited
Rep
Advising on securities
2020-09-04
2025-04-11
FWD Financial Planning Limited (HK)
Rep
Advising on securities
2008-08-29
2009-04-02