Personnel Hong Kong SFC License Details (ID 126526)

Personnel Hong Kong SFC License Details (ID 126526)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMS CAPITAL (HK) CO., LIMITED	RO	Advising on securities	2022-04-12	2026-01-14
	RO	Asset management	2022-04-12	2026-01-14
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-08-27	2009-01-12
	Rep	Advising on securities	2008-08-27	2009-01-12
	Rep	Dealing in securities	2008-08-27	2009-01-12
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-08-27	2009-01-12
	Rep	Advising on securities	2008-08-27	2009-01-12
	Rep	Dealing in securities	2008-08-27	2009-01-12