Personnel Hong Kong SFC License Details (ID 126616)

Personnel Hong Kong SFC License Details (ID 126616)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	Rep	Advising on futures contracts	2021-09-01	2022-08-05
	Rep	Advising on securities	2021-09-01	2022-08-05
	Rep	Asset management	2021-09-01	2022-08-05
	Rep	Dealing in futures contracts	2021-09-01	2022-08-05
	Rep	Dealing in securities	2021-09-01	2022-08-05
Vantage New Generation Securities Limited	Rep	Advising on securities	2019-06-19	2020-07-07
	Rep	Dealing in securities	2019-06-19	2020-07-07
Success Securities Limited	Rep	Dealing in securities	2008-10-13	2010-11-01