Rogerson, Thomas Neil (SFC:BLN469)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PYRMONT WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2021-12-03	-
	Rep	Asset management	2021-12-03	-
PRIVATE CAPITAL LIMITED	Rep	Advising on securities	2017-12-28	2021-09-06
	Rep	Asset management	2017-12-28	2021-09-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PYRMONT WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2021-12-03	-
	Rep	Asset management	2021-12-03	-
PRIVATE CAPITAL LIMITED	Rep	Advising on securities	2017-12-28	2021-09-06
	Rep	Asset management	2017-12-28	2021-09-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.