Personnel SFC Licences and HKMA Registrations (ID 126640)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA CIFCO SECURITIES CO., LIMITED	RO	Asset management	2026-01-09	-
	RO	Advising on securities	2019-05-17	-
	RO	Dealing in securities	2019-05-17	-
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	RO	Dealing in futures contracts	2019-03-12	-
CHINA CIFCO SECURITIES CO., LIMITED	Rep	Advising on securities	2016-03-24	2019-05-17
	Rep	Dealing in securities	2015-07-29	2019-05-17
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2013-06-14	2019-03-12
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2009-07-15	2010-03-01
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-02-23	2010-03-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-02-23	2010-03-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.