Personnel SFC Licences and HKMA Registrations (ID 12665650)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Long Bridge HK Limited	Rep	Dealing in futures contracts	2025-11-14	-
	Rep	Dealing in securities	2024-06-19	-
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2021-12-24	2024-03-27
Huaan Securities (Hong Kong) Futures Limited	Rep	Advising on futures contracts	2021-12-24	2024-03-27
Huaan Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-12-17	2024-03-27
Huaan Securities (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2021-12-17	2024-03-27
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2018-06-06	2021-08-07
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2017-12-29	2021-08-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.