Personnel Hong Kong SFC License Details (ID 126663)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2017-12-14	2018-09-29
	Rep	Dealing in securities	2017-12-14	2018-09-29
DWS Investments Hong Kong Limited	Rep	Advising on securities	2008-09-11	2009-02-01
	Rep	Asset management	2008-09-11	2009-02-01
	Rep	Dealing in securities	2008-09-11	2009-02-01