Personnel SFC Licences and HKMA Registrations (ID 126675)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TPG Capital, Limited	Rep	Advising on securities	2023-01-20	-
	Rep	Dealing in securities	2023-01-20	-
	RO	Advising on securities	2012-03-07	2023-01-20
	RO	Dealing in securities	2012-03-07	2023-01-20
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2008-09-12	2010-05-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.