Personnel SFC Licences and HKMA Registrations (ID 126682)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AIA Investment Management HK Limited	Rep	Advising on securities	2026-08-24	-
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2024-08-14	2026-08-01
	Rep	Dealing in securities	2024-08-14	2026-08-01
BCT Financial Limited	Rep	Advising on securities	2019-04-11	2023-07-02
	Rep	Dealing in securities	2019-04-11	2023-07-02
	Rep	Advising on securities	2015-02-18	2019-02-03
	Rep	Dealing in securities	2015-02-18	2019-02-03
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-10-13	2010-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.