Personnel Hong Kong SFC License Details (ID 126686)

Personnel Hong Kong SFC License Details (ID 126686)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2014-05-21	2014-06-25
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2014-05-21	2014-06-25
PHILLIP COMMODITIES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2010-04-13	2011-05-13
	Rep	Advising on futures contracts	2010-03-10	2011-05-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-03-10	2011-05-13
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-09-09	2011-05-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-09-09	2011-05-13