Personnel Hong Kong SFC License Details (ID 126764)

Personnel Hong Kong SFC License Details (ID 126764)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WRise Prestige Securities Limited	Rep	Dealing in securities	2023-10-06	2025-03-11
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2023-05-05
	Rep	Dealing in securities	2017-03-13	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2017-03-13	2023-05-05
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-05-03	2016-10-29
Mason Securities Limited	Rep	Dealing in securities	2015-03-11	2016-10-29
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2014-06-11	2015-02-18
WIN WONG SECURITIES LIMITED	Rep	Dealing in securities	2012-01-09	2013-11-06
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2011-06-15	2011-07-11
KGI ASIA LIMITED	Rep	Dealing in securities	2009-12-16	2011-05-01
METRO CAPITAL SECURITIES LIMITED	Rep	Dealing in securities	2008-11-10	2009-11-01