Personnel Hong Kong SFC License Details (ID 126773)

Personnel Hong Kong SFC License Details (ID 126773)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2014-03-20	-
	Rep	Advising on securities	2014-03-03	2014-03-07
	Rep	Advising on securities	2013-10-10	2013-10-16
	Rep	Advising on securities	2013-03-08	2013-03-15
	Rep	Advising on securities	2012-09-24	2012-09-28
	Rep	Advising on securities	2012-02-28	2012-03-02
	Rep	Advising on securities	2011-08-25	2011-08-30
	Rep	Advising on securities	2011-01-17	2011-01-21
	Rep	Advising on securities	2010-09-01	2010-09-03
	Rep	Advising on securities	2010-01-15	2010-01-20
	Rep	Advising on securities	2009-07-10	2009-07-16
	Rep	Advising on securities	2008-09-26	2008-09-30