Personnel SFC Licences and HKMA Registrations (ID 126780)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2024-09-30	-
	Rep	Dealing in securities	2024-09-30	-
GAVEKAL CAPITAL LIMITED	Rep	Asset management	2023-04-27	2024-08-01
	Rep	Asset management	2013-05-15	2022-06-15
NATIXIS ASIA LIMITED	Rep	Dealing in futures contracts	2008-09-24	2010-04-16
	Rep	Dealing in securities	2008-09-24	2010-04-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.