Personnel SFC Licences and HKMA Registrations (ID 12679740)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2026-01-28	-
	Rep	Dealing in securities	2026-01-27	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2021-01-15	2025-12-08
	Rep	Advising on corporate finance	2021-01-05	2025-12-08
	Rep	Dealing in securities	2021-01-05	2025-12-08
ALTUS CAPITAL LIMITED	Rep	Advising on corporate finance	2018-01-05	2020-12-12
ALTUS INVESTMENTS LIMITED (HK)	Rep	Dealing in securities	2018-01-05	2020-12-12

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.