Personnel SFC Licences and HKMA Registrations (ID 12679749)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2024-10-28	-
	Rep	Asset management	2024-10-28	-
	Rep	Dealing in securities	2024-10-28	-
GaoTeng Global Asset Management Limited	Rep	Advising on securities	2019-07-09	2024-02-23
	Rep	Asset management	2019-07-09	2024-02-23
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Advising on securities	2018-01-05	2019-06-30
	Rep	Asset management	2018-01-05	2019-06-30
	Rep	Dealing in securities	2018-01-05	2019-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.