Personnel Hong Kong SFC License Details (ID 12679759)

Personnel Hong Kong SFC License Details (ID 12679759)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vision Capital Investment Management Limited	RO	Advising on securities	2021-09-30	2025-01-13
	RO	Asset management	2021-09-30	2025-01-13
	RO	Dealing in securities	2021-09-30	2025-01-13
	Rep	Advising on securities	2021-04-16	2021-09-30
	Rep	Asset management	2021-04-16	2021-09-30
	Rep	Dealing in securities	2021-04-16	2021-09-30
Yunfeng Asset Management Limited	RO	Advising on securities	2020-04-20	2021-03-07
Yunfeng Financial Markets Limited	RO	Dealing in securities	2020-04-15	2021-03-07
Yunfeng Securities Limited	RO	Dealing in securities	2020-04-15	2021-03-07
Yunfeng Financial Markets Limited	RO	Advising on securities	2019-04-04	2021-03-07
Yunfeng Securities Limited	RO	Advising on securities	2019-04-04	2021-03-07
Yunfeng Asset Management Limited	RO	Asset management	2018-08-28	2021-03-07
Yunfeng Financial Markets Limited	RO	Asset management	2018-08-28	2021-03-07
Yunfeng Asset Management Limited	Rep	Asset management	2018-01-05	2018-08-28
Yunfeng Financial Markets Limited	Rep	Asset management	2018-01-05	2018-08-28
	Rep	Dealing in securities	2018-01-05	2020-04-15
Yunfeng Securities Limited	Rep	Dealing in securities	2018-01-05	2020-04-15