Personnel Hong Kong SFC License Details (ID 126802)

Personnel Hong Kong SFC License Details (ID 126802)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Providing automated trading services	2009-05-13	2010-09-30
	RO	Dealing in futures contracts	2009-05-13	2010-09-30
	RO	Dealing in securities	2009-05-13	2010-09-30
	Rep	Providing automated trading services	2008-11-06	2009-05-13
	Rep	Dealing in futures contracts	2008-11-06	2009-05-13
	Rep	Dealing in securities	2008-09-24	2009-05-13
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2008-09-24	2008-11-24
	Rep	Dealing in futures contracts	2008-09-24	2008-11-24