Personnel Hong Kong SFC License Details (ID 12680971)

Personnel Hong Kong SFC License Details (ID 12680971)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leo Asset Management Limited	RO	Advising on securities	2026-05-13	-
Yuen Meta (International) Securities Limited	RO	Dealing in securities	2026-05-13	-
Leo Asset Management Limited	Rep	Advising on securities	2025-09-29	2026-05-13
Yuen Meta (International) Securities Limited	Rep	Dealing in securities	2025-09-29	2026-05-13
Golden Rich Securities Limited	RO	Advising on securities	2024-10-14	2025-04-30
	RO	Dealing in securities	2024-10-14	2025-04-30
	Rep	Advising on securities	2024-08-08	2024-10-14
	Rep	Dealing in securities	2024-08-08	2024-10-14
Waton Securities International Limited	Rep	Dealing in securities	2018-01-08	2024-06-21