Personnel Hong Kong SFC License Details (ID 12680976)

Personnel Hong Kong SFC License Details (ID 12680976)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL FUND MANAGEMENT LIMITED	Rep	Dealing in securities	2021-07-19	2024-06-07
	Rep	Advising on securities	2021-06-23	2024-06-07
	Rep	Asset management	2021-06-23	2024-06-07
Pine Star Asset Management Limited	Rep	Advising on securities	2021-04-23	2021-05-07
	Rep	Asset management	2021-04-23	2021-05-07
TRANSPAC CAPITAL LIMITED	Rep	Advising on corporate finance	2020-05-05	2021-03-31
	Rep	Advising on securities	2020-05-05	2021-03-31
	Rep	Asset management	2020-04-20	2021-03-31
Opus Capital Management Limited	Rep	Asset management	2018-01-08	2020-03-20