Personnel Hong Kong SFC License Details (ID 12680981)

Personnel Hong Kong SFC License Details (ID 12680981)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPECTRUM FINANCE LIMITED (HK)	RO	Advising on securities	2026-05-29	-
	RO	Asset management	2026-05-29	-
CHINA EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2022-10-03	2026-04-15
	RO	Asset management	2022-10-03	2026-04-15
Win Harvest Asset Management Limited	RO	Advising on securities	2020-10-07	2021-06-10
	RO	Asset management	2020-10-07	2021-06-10
	Rep	Advising on securities	2020-09-28	2020-10-07
	Rep	Asset management	2020-09-28	2020-10-07
CHINA EAGLE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-07-31	2020-09-01
	RO	Asset management	2020-05-27	2020-09-01
	Rep	Asset management	2019-07-15	2020-05-27
Sinovation Capital Asset Management Company Limited	Rep	Advising on securities	2018-01-08	2019-06-21
	Rep	Asset management	2018-01-08	2019-06-21